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(1) These Regulations may be cited as the Securities Investment Business (Licence Applications and Fees) (Amendment) Regulations, 2024. (2) These Regulations come into force immediately after the Securities Investment Business (Amendment and Validation) Act, 2024 comes into force. Regulation 2 Securities Investment Business (Licence Applications and Fees) (Amendment) Regulations, 2024 SL 76 of 2024\", \"element\": \"section\", \"heading\": null}, {\"eId\": \"sec_2\", \"num\": \"2.\", \"text\": \"General amendments to the Securities Investment Business (Licence Applications and Fees) Regulations 2003 - references to Schedules 2. The Securities Investment Business (Licence Applications and Fees) Regulations, 2003 are amended as follows \u2014 (a) by deleting the words \u201cthe First Schedule\u201d and \u201cFirst Schedule\u201d wherever they appear and substituting the words \u201cSchedule 1\u201d; and (b) by deleting the words \u201cthe Second Schedule\u201d and \u201cSecond Schedule\u201d wherever they appear and substituting the words \u201cSchedule 2\u201d.\", \"element\": \"section\", \"heading\": null}, {\"eId\": \"sec_3\", \"num\": \"3.\", \"text\": \"Amendment of Schedule 2 of the Securities Investment Business (Licence Applications and Fees) Regulations, 2003 \u2013 fees payable in respect of a securities investment business licence 3. The Securities Investment Business (Licence Applications and Fees) Regulations, 2003 are amended by deleting Schedule 2 and substituting the following Schedule \u2014 \u201cSCHEDULE 2 (regulation 4) Fees Payable in Respect of a Securities Investment Business Licence Item Type\/Category of licence Application fee Fee payable on first grant Annual renewal fee (a)(i) Broker dealer 1,000 10,000 10,000 (a)(ii) If broker dealer is broker member 3,000 3,000 (b) Securities arranger 1,000 5,000 5,000 (c) Securities manager 1,000 10,000 10,000 (d) Securities advisor 1,000 10,000 10,000 (e) Market maker 1,000 10,000 10,000 (f) Each additional licence after the first licence is granted for (a), (c), (d) or (e) above 4,000 4,000 Securities Investment Business (Licence Applications and Fees) (Amendment) Regulations, 2024 Regulation 3 SL 76 of 2024 (g) Restricted licence (for all types\/categories of licences for regulated activity except for \u2014 (a) a market maker; and (b) securities arranger 1,000 5,000 5,000 (h) Licence under (a)(i), (c), (d) or (e) where a licence is held by the applicant (or the parent of the applicant) under any other of the regulatory laws 4,500 4,500.\u201d. 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and\n(b) by deleting the words \u201cthe Second Schedule\u201d and \u201cSecond Schedule\u201d\nwherever they appear and substituting the words \u201cSchedule 2\u201d.\n\n3.\nAmendment of Schedule 2 of the Securities Investment Business (Licence\nApplications and Fees) Regulations, 2003 \u2013 fees payable in respect of a\nsecurities investment business licence\n3.\nThe Securities Investment Business (Licence Applications and Fees) Regulations,\n2003 are amended by deleting Schedule 2 and substituting the following Schedule \u2014\n\u201cSCHEDULE 2\n(regulation 4)\nFees Payable in Respect of a Securities Investment Business\nLicence\nItem\nType\/Category of\nlicence\n\nApplication fee\nFee\npayable\non first\ngrant\nAnnual\nrenewal\nfee\n(a)(i)\nBroker dealer\n1,000\n10,000\n10,000\n(a)(ii)\nIf broker dealer is\nbroker member\n500\n3,000\n 3,000\n(b)\nSecurities arranger\n1,000\n5,000\n5,000\n(c)\nSecurities manager\n1,000\n10,000\n10,000\n(d)\nSecurities advisor\n1,000\n10,000\n10,000\n(e)\nMarket maker\n1,000\n10,000\n10,000\n(f)\nEach additional\nlicence after the first\nlicence is granted for\n(a), (c), (d) or (e)\nabove\n\n500\n4,000\n4,000\n\nSecurities Investment Business (Licence Applications and Fees)\n(Amendment) Regulations, 2024\nRegulation 3\n\nc\nSL 76 of 2024\nPage 5\n\n(g)\nRestricted licence (for\nall types\/categories of\nlicences for regulated\nactivity except for \u2014\n(a) a market\nmaker; and\n(b) securities\narranger\n1,000\n5,000\n5,000\n(h)\nLicence under (a)(i),\n(c), (d) or (e) where a\nlicence is held by the\napplicant (or the\nparent of the\napplicant) under any\nother of the regulatory\nlaws\n500\n4,500\n4,500.\u201d.\nMade in Cabinet the 17th day of December, 2024.\nKim Bullings\nClerk of the Cabinet","akn_extracted_at":"2026-06-22 15:42:11.637733+00","cms_id":"2024-0076","law_type":"amending","year":"2024","number":"76","title":"Securities Investment Business (Licence Applications and Fees) (Amendment) Regulations, 2024 (SL 76 of 2024)","status":"spent"},"provenance":{"files":[{"file_id":"6841","expr_id":"2061","kind":"akn_xml","filename":"2024-0076.akn.xml","source_url":null,"storage_path":"\/Users\/q\/kyleg-data\/working\/AMENDING\/2024\/2024-0076\/2024-0076.akn.xml","content_md5":"1ae099c17ae12dc8a2f61378a054f5e3","byte_size":"6128","http_last_modified":null,"fetched_at":"2026-06-22 15:42:11.681636+00"},{"file_id":"4121","expr_id":"2061","kind":"pristine_pdf","filename":"2024-0076.pdf","source_url":"\/cms\/images\/LEGISLATION\/AMENDING\/2024\/2024-0076\/2024-0076.pdf","storage_path":"\/Users\/q\/kyleg-data\/pristine\/AMENDING\/2024\/2024-0076\/2024-0076.pdf","content_md5":"c4f247643e65dfb08de0a58518562f82","byte_size":"253073","http_last_modified":null,"fetched_at":"2026-06-16 04:01:11.191523+00"},{"file_id":"4122","expr_id":"2061","kind":"working_pdf","filename":"2024-0076.pdf","source_url":"\/cms\/images\/LEGISLATION\/AMENDING\/2024\/2024-0076\/2024-0076.pdf","storage_path":"\/Users\/q\/kyleg-data\/working\/AMENDING\/2024\/2024-0076\/2024-0076.pdf","content_md5":"c4f247643e65dfb08de0a58518562f82","byte_size":"253073","http_last_modified":null,"fetched_at":"2026-06-16 04:01:11.191523+00"}],"paragraph_count":11,"latest_history":null},"quality":{"expr_id":"2061","doc_id":"2061","quality_state":"needs_review","quality_score":"72","needs_human_review":"t","deterministic_categories":"{commencement_metadata_problem,duplicate_text,page_header_footer_noise}","llm_categories":"{}","repair_actions":"{collapse_duplicate_text,strip_page_furniture,verify_commencement_metadata}","finding_severity_counts":"{\"low\": 1, \"medium\": 2}","finding_summary":"repeated line furniture detected: amendment regulations 2024 x5; 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