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These Regulations may be cited as the Directors Registration and Licensing (Registration and Licensing) Regulations, 2014.\", \"element\": \"section\", \"heading\": null}, {\"eId\": \"sec_2\", \"num\": \"2.\", \"text\": \"Definitions 2. In these Regulations, \u201csection\u201d means a section of the Directors Registration and Licensing Law, 2014  [Law 10 of 2014].\", \"element\": \"section\", \"heading\": null}, {\"eId\": \"sec_3\", \"num\": \"3.\", \"text\": \"Application for registration 3. A person applying for registration pursuant to section 5 shall, in a form stipulated by the Authority, provide the Authority with the information required under Schedule 1, 2 or 3.\", \"element\": \"section\", \"heading\": null}, {\"eId\": \"sec_4\", \"num\": \"4.\", \"text\": \"Application for licensing 4. A person applying for licensing \u2014 (a) as a professional director pursuant to section 10 shall, in a form stipulated by the Authority, provide the Authority with the information contained in Schedule 4; and Regulation 5 Directors Registration and Licensing (Registration and Licensing) Regulations, 2014 SL 27 of 2014 (b) as a corporate director pursuant to section 18 shall, in a form stipulated by the Authority, provide the Authority with the information contained in Schedule 5.\", \"element\": \"section\", \"heading\": null}, {\"eId\": \"sec_5\", \"num\": \"5.\", \"text\": \"Registration and licensing fees 5. (1) A person applying to be registered shall \u2014 (a) at the time that the application is made, pay to the Authority an application fee of one hundred and forty dollars together with a fee of five hundred and sixty dollars; and (b) on or before 15th January of each year subsequent to the date of registration pay to the Authority a fee of seven hundred dollars. (2) A person applying to be licensed as a professional director shall \u2014 (a) at the time that the application is made, pay to the Authority an application fee of five hundred dollars together with a fee of two thousand, five hundred dollars; and (b) on or before 15th January of each year subsequent to the date of licensing pay to the Authority a fee of three thousand dollars. (3) A person applying to be licensed as a corporate director shall \u2014 (a) at the time that the application is made, pay to the Authority an application fee of eight hundred dollars together with a fee of seven thousand, two hundred dollars; and (b) on or before 15th January of each year subsequent to the date of licensing pay to the Authority a fee of eight thousand dollars. 6. Fees applicable upon surrendering registration or licence 6. A person surrendering \u2014 (a) registration shall pay to the Authority a fee of six hundred dollars; or (b) a professional director\u2019s licence or a corporate director\u2019s licence shall pay to the Authority a fee of eight hundred dollars. Directors Registration and Licensing (Registration and Licensing) Regulations, 2014 SCHEDULE 1 SL 27 of 2014 SCHEDULE 1 Application for Registration (Regulation 3) 1. The full name, date of birth, nationality and country of birth of the applicant. 2. The address of the principal residence of the applicant and the applicant\u2019s postal address if it is different. 3. Details as to whether the applicant has ever been convicted of a criminal offence involving fraud or dishonesty. 4. Details as to whether the applicant has ever been the subject of an adverse finding, financial penalty, sanction or disciplinary action by a regulator, self- regulatory organization or professional regulatory body. 5. The names and registration numbers of the covered entities for which the applicant acts or proposes to act. SCHEDULE 2 Directors Registration and Licensing (Registration and Licensing) Regulations, 2014 SL 27 of 2014 SCHEDULE 2 (Regulation 3) Application for Registration if exempt from licensing under section 16(1) 1. The full name, date of birth, nationality and country of birth of the applicant. 2. The address of the principal residence of the applicant and the applicant\u2019s postal address if it is different. 3. Personal details in the form of a questionnaire prepared by the Authority. 4. The names and registration numbers of the covered entities for which the applicant acts or proposes to act. 5. The name and licence number of the companies management licence holder or mutual fund administrators licence holder of which the applicant is an employee, director, officer, member, partner or shareholder. 6. Confirmation from the companies management license holder or mutual fund administrators licence holder that the applicant is an employee, director, officer, member, partner, or shareholder of - (a) the companies management licence holder; or (b) the mutual fund administrators licence holder. Directors Registration and Licensing (Registration and Licensing) Regulations, 2014 SCHEDULE 3 SL 27 of 2014 SCHEDULE 3 (Regulation 3) Application for Registration if exempt from licensing under section 16(2) 1. The full name, date of birth, nationality and country of birth of the applicant. 2. The address of the principal residence of the applicant and the applicant\u2019s postal address if it is different. 3. Personal details in the form of a questionnaire prepared by the Authority. 4. The names and registration numbers of the covered entities for which the applicant acts or proposes to act. 5. The name, registered office address, business address, physical address, and telephone number of the fund manager of which the applicant is an employee, director, officer, member, partner, or shareholder. 6. The name of each overseas regulatory authority that licenses or regulates the fund manager, and the type of licence or registration held by that fund manager, the licence or registration number of the fund manager and confirmation of that licence or registration.\", \"element\": \"section\", \"heading\": null}, {\"eId\": \"sec_7\", \"num\": \"7.\", \"text\": \"The name and registration number of the covered entities for which the fund manager acts or proposes to act.\", \"element\": \"section\", \"heading\": null}, {\"eId\": \"sec_8\", \"num\": \"8.\", \"text\": \"Confirmation from the fund manager that the applicant is an employee, director, officer, member, partner, or shareholder of the fund manager.\", \"element\": \"section\", \"heading\": null}, {\"eId\": \"sec_9\", \"num\": \"9.\", \"text\": \"Confirmation from the applicant that the applicant acts as a director for 20 or more covered entities by virtue of the applicant\u2019s relationship to the fund manager. SCHEDULE 4 Directors Registration and Licensing (Registration and Licensing) Regulations, 2014 SL 27 of 2014 SCHEDULE 4 (Regulation 4(a)) Application for Licensing as a Professional Director 1. The full name, date of birth, nationality and country of birth of the applicant applying for the licence. 2. The address of the principal residence of the applicant and the applicant\u2019s postal address if it is different. 3. Personal details in the form of a questionnaire prepared by the Authority. 4. Not less than three references acceptable to the Authority, including one character reference and one reference verifying the good financial standing of the applicant and a police or other certificate from a source acceptable to the Authority that the applicant has not been convicted of a serious crime or any offence involving dishonesty. 5. The names and registration numbers of the covered entities for which the applicant acts or proposes to act. 6. Evidence of insurance coverage. Directors Registration and Licensing (Registration and Licensing) Regulations, 2014 SCHEDULE 5 SL 27 of 2014 SCHEDULE 5 (Regulation 4(b)) Application for Licensing as a Corporate Director 1. If Part IX of the Companies Law (2013 Revision) applies to the relevant company, the names and addresses of one or more persons authorised under section 184(1)(e) of the Companies Law (2013 Revision) to accept service on its behalf of process or notices. 2. Evidence of the company\u2019s incorporation. 3. The names and registration numbers of the covered entities for which the applicant acts or proposes to act. 4. The full names, addresses and nationalities of all directors, managers and officers of the company. 5. The full names, addresses and nationalities of each shareholder who holds more than ten per cent of the company\u2019s issued share capital or total voting rights. 6. Personal details, to be provided by all of the directors, managers and officers of the company, in the form of a questionnaire prepared by the Authority. 7. Personal details, to be provided by each shareholder or beneficial shareholder who is a natural person holding more than ten per cent of the company\u2019s issued share capital or total voting rights, in the form of a questionnaire prepared by the Authority. 8. Not less than three references acceptable to the Authority, including one character reference for, and one reference verifying the good financial standing of - (a) each director, manager and officer of the company; and (b) each shareholder and each beneficial shareholder who is a natural person holding more than ten per cent of the applicant\u2019s issued share capital or total voting rights, and, for each director, manager, officer or shareholder, a police or other certificate from a source acceptable to the Authority that the director, manager, officer or shareholder has not been convicted of a criminal offence involving fraud or dishonesty. 9. A copy of the memorandum and articles of association, act, statute, charter, or other instrument constituting and defining the constitution of the applicant verified by a statutory declaration made by one of its directors and - (a) in the case of an applicant which is a company incorporated in the Islands, certified under section 27 of the Companies Law (2013 Revision); and SCHEDULE 5 Directors Registration and Licensing (Registration and Licensing) Regulations, 2014 SL 27 of 2014 (b) in the case of an applicant which is incorporated under any law other than the law of the Islands, certified and authenticated under the public seal of the country, city or place under the law of which it is incorporated and if that instrument is not written in the English language, a certified English translation thereof.\", \"element\": \"section\", \"heading\": null}, {\"eId\": \"sec_10\", \"num\": \"10.\", \"text\": \"The names and addresses of the principal and registered offices of all parent companies and all subsidiary companies of the company.\", \"element\": \"section\", \"heading\": null}, {\"eId\": \"sec_11\", \"num\": \"11.\", \"text\": \"A certificate of good standing from all parent companies and all subsidiary companies of the company licensed or registered by an overseas regulatory authority.\", \"element\": \"section\", \"heading\": null}, {\"eId\": \"sec_12\", \"num\": \"12.\", \"text\": \"A certificate of good standing from all overseas regulatory authorities that regulate the company.\", \"element\": \"section\", \"heading\": null}, {\"eId\": \"sec_13\", \"num\": \"13.\", \"text\": \"Evidence of insurance coverage. 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\"eng\"}, \"FRBRManifestation\": {\"FRBRuri\": \"\/akn\/ky\/act\/sl\/2014\/27\/eng@2014-01-01.xml\", \"FRBRdate\": [{\"date\": \"2026-06-22\", \"name\": \"generation\"}], \"FRBRthis\": \"\/akn\/ky\/act\/sl\/2014\/27\/eng@2014-01-01.xml\", \"FRBRauthor\": [{\"as\": \"#editor\", \"href\": \"\/akn\/ontology\/canary\/organization\/editor\/cilegis\"}], \"FRBRformat\": \"application\/xml\"}}}, \"name\": \"act\", \"header\": {\"title\": \"Directors Registration and Licensing (Registration and Licensing) Regulations\", \"actNumber\": \"27 of 2014\", \"longTitle\": null}}, \"doc\": null, \"bill\": null, \"judgment\": null}}","akn_full_text":"CAYMAN ISLANDS\n\nDirectors Registration and Licensing Law, 2014\nDIRECTORS REGISTRATION AND\nLICENSING (REGISTRATION AND\nLICENSING) REGULATIONS, 2014\n\n(SL 27 of 2014)\nSupplement No. 2 published with Extraordinary Gazette No. 39 dated 4th June, 2014.\n\nPage 2\nSL 27 of 2014\nc\n\nPUBLISHING DETAILS\n\nDirectors Registration and Licensing (Registration and Licensing)\nRegulations, 2014\nArrangement of Regulations\n\nc\nSL 27 of 2014\nPage 3\n\nCAYMAN ISLANDS\n\nDirectors Registration and Licensing Law, 2014\nDIRECTORS REGISTRATION AND LICENSING\n(REGISTRATION AND LICENSING)\nREGULATIONS, 2014\n(SL 27 of 2014)\nArrangement of Regulations\nRegulation\nPage\n1.\nCitation ......................................................................................................................................5\n2.\nDefinitions ..................................................................................................................................5\n3.\nApplication for registration .........................................................................................................5\n4.\nApplication for licensing .............................................................................................................5\n5.\nRegistration and licensing fees ..................................................................................................6\n6.\nFees applicable upon surrendering registration or licence ..........................................................6\nSCHEDULE 1\n7\nApplication for Registration\n7\nSCHEDULE 2\n8\nApplication for Registration if exempt from licensing under section 16(1)\n8\nSCHEDULE 3\n9\nApplication for Registration if exempt from licensing under section 16(2)\n9\nSCHEDULE 4\n10\nApplication for Licensing as a Professional Director\n10\nSCHEDULE 5\n11\nApplication for Licensing as a Corporate Director\n11\n\nArrangement of Regulations\nDirectors Registration and Licensing (Registration and Licensing)\nRegulations, 2014\n\nPage 4\nSL 27 of 2014\nc\n\nDirectors Registration and Licensing (Registration and Licensing)\nRegulations, 2014\nRegulation 1\n\nc\nSL 27 of 2014\nPage 5\n\nCAYMAN ISLANDS\n\nDirectors Registration and Licensing Law, 2014\nDIRECTORS REGISTRATION AND LICENSING\n(REGISTRATION AND LICENSING)\nREGULATIONS, 2014\n(SL 27 of 2014)\n\n1.\nCitation\n1.\nThese Regulations may be cited as the Directors Registration and Licensing\n(Registration and Licensing) Regulations, 2014.\n2.\nDefinitions\n2.\nIn these Regulations, \u201csection\u201d means a section of the Directors Registration and\nLicensing Law, 2014  [Law 10 of 2014].\n3.\nApplication for registration\n3.\nA person applying for registration pursuant to section 5 shall, in a form stipulated\nby the Authority, provide the Authority with the information required under\nSchedule 1, 2 or 3.\n4.\nApplication for licensing\n4.\nA person applying for licensing \u2014\n(a)\nas a professional director pursuant to section 10 shall, in a form\nstipulated by the Authority, provide the Authority with the information\ncontained in Schedule 4; and\n\nRegulation 5\nDirectors Registration and Licensing (Registration and Licensing)\nRegulations, 2014\n\nPage 6\nSL 27 of 2014\nc\n\n(b) as a corporate director pursuant to section 18 shall, in a form stipulated\nby the Authority, provide the Authority with the information contained in\nSchedule 5.\n5.\nRegistration and licensing fees\n5.\n(1) A person applying to be registered shall \u2014\n(a)\nat the time that the application is made, pay to the Authority an\napplication fee of one hundred and forty dollars together with a fee of\nfive hundred and sixty dollars; and\n(b) on or before 15th January of each year subsequent to the date of\nregistration pay to the Authority a fee of seven hundred dollars.\n(2) A person applying to be licensed as a professional director shall \u2014\n(a)\nat the time that the application is made, pay to the Authority an\napplication fee of five hundred dollars together with a fee of two\nthousand, five hundred dollars; and\n(b) on or before 15th January of each year subsequent to the date of licensing\npay to the Authority a fee of three thousand dollars.\n(3) A person applying to be licensed as a corporate director shall \u2014\n(a)\nat the time that the application is made, pay to the Authority an\napplication fee of eight hundred dollars together with a fee of seven\nthousand, two hundred dollars; and\n(b) on or before 15th January of each year subsequent to the date of licensing\npay to the Authority a fee of eight thousand dollars.\n6.\nFees applicable upon surrendering registration or licence\n6.\nA person surrendering \u2014\n(a)\nregistration shall pay to the Authority a fee of six hundred dollars; or\n(b) a professional director\u2019s licence or a corporate director\u2019s licence shall\npay to the Authority a fee of eight hundred dollars.\n\nDirectors Registration and Licensing (Registration and Licensing)\nRegulations, 2014\nSCHEDULE 1\n\nc\nSL 27 of 2014\nPage 7\n\n SCHEDULE 1\nApplication for Registration\n(Regulation 3)\n1.\nThe full name, date of birth, nationality and country of birth of the applicant.\n2.\nThe address of the principal residence of the applicant and the applicant\u2019s postal\naddress if it is different.\n3.\nDetails as to whether the applicant has ever been convicted of a criminal offence\ninvolving fraud or dishonesty.\n4.\nDetails as to whether the applicant has ever been the subject of an adverse finding,\nfinancial penalty, sanction or disciplinary action by a regulator, self- regulatory\norganization or professional regulatory body.\n5.\nThe names and registration numbers of the covered entities for which the applicant\nacts or proposes to act.\n\nSCHEDULE 2\nDirectors Registration and Licensing (Registration and Licensing)\nRegulations, 2014\n\nPage 8\nSL 27 of 2014\nc\n\nSCHEDULE 2\n(Regulation 3)\nApplication for Registration if exempt from licensing under\nsection 16(1)\n1.\nThe full name, date of birth, nationality and country of birth of the applicant.\n2.\nThe address of the principal residence of the applicant and the applicant\u2019s postal\naddress if it is different.\n3.\nPersonal details in the form of a questionnaire prepared by the Authority.\n4.\nThe names and registration numbers of the covered entities for which the applicant\nacts or proposes to act.\n5.\nThe name and licence number of the companies management licence holder or\nmutual fund administrators licence holder of which the applicant is an employee,\ndirector, officer, member, partner or shareholder.\n6.\nConfirmation from the companies management license holder or mutual fund\nadministrators licence holder that the applicant is an employee, director, officer,\nmember, partner, or shareholder of -\n(a)\nthe companies management licence holder; or\n(b) the mutual fund administrators licence holder.\n\nDirectors Registration and Licensing (Registration and Licensing)\nRegulations, 2014\nSCHEDULE 3\n\nc\nSL 27 of 2014\nPage 9\n\nSCHEDULE 3\n(Regulation 3)\nApplication for Registration if exempt from licensing under\nsection 16(2)\n1.\nThe full name, date of birth, nationality and country of birth of the applicant.\n2.\nThe address of the principal residence of the applicant and the applicant\u2019s postal\naddress if it is different.\n3.\nPersonal details in the form of a questionnaire prepared by the Authority.\n4.\nThe names and registration numbers of the covered entities for which the applicant\nacts or proposes to act.\n5.\nThe name, registered office address, business address, physical address, and\ntelephone number of the fund manager of which the applicant is an employee,\ndirector, officer, member, partner, or shareholder.\n6.\nThe name of each overseas regulatory authority that licenses or regulates the fund\nmanager, and the type of licence or registration held by that fund manager, the\nlicence or registration number of the fund manager and confirmation of that licence\nor registration.\n7.\nThe name and registration number of the covered entities for which the fund\nmanager acts or proposes to act.\n8.\nConfirmation from the fund manager that the applicant is an employee, director,\nofficer, member, partner, or shareholder of the fund manager.\n9.\nConfirmation from the applicant that the applicant acts as a director for 20 or more\ncovered entities by virtue of the applicant\u2019s relationship to the fund manager.\n\nSCHEDULE 4\nDirectors Registration and Licensing (Registration and Licensing)\nRegulations, 2014\n\nPage 10\nSL 27 of 2014\nc\n\nSCHEDULE 4\n(Regulation 4(a))\nApplication for Licensing as a Professional Director\n1.\nThe full name, date of birth, nationality and country of birth of the applicant\napplying for the licence.\n2.\nThe address of the principal residence of the applicant and the applicant\u2019s postal\naddress if it is different.\n3.\nPersonal details in the form of a questionnaire prepared by the Authority.\n4.\nNot less than three references acceptable to the Authority, including one character\nreference and one reference verifying the good financial standing of the applicant\nand a police or other certificate from a source acceptable to the Authority that the\napplicant has not been convicted of a serious crime or any offence involving\ndishonesty.\n5.\nThe names and registration numbers of the covered entities for which the applicant\nacts or proposes to act.\n6.\nEvidence of insurance coverage.\n\nDirectors Registration and Licensing (Registration and Licensing)\nRegulations, 2014\nSCHEDULE 5\n\nc\nSL 27 of 2014\nPage 11\n\nSCHEDULE 5\n(Regulation 4(b))\nApplication for Licensing as a Corporate Director\n1.\nIf Part IX of the Companies Law (2013 Revision) applies to the relevant company,\nthe names and addresses of one or more persons authorised under section 184(1)(e)\nof the Companies Law (2013 Revision) to accept service on its behalf of process or\nnotices.\n2.\nEvidence of the company\u2019s incorporation.\n3.\nThe names and registration numbers of the covered entities for which the applicant\nacts or proposes to act.\n4.\nThe full names, addresses and nationalities of all directors, managers and officers of\nthe company.\n5.\nThe full names, addresses and nationalities of each shareholder who holds more\nthan ten per cent of the company\u2019s issued share capital or total voting rights.\n6.\nPersonal details, to be provided by all of the directors, managers and officers of the\ncompany, in the form of a questionnaire prepared by the Authority.\n7.\nPersonal details, to be provided by each shareholder or beneficial shareholder who\nis a natural person holding more than ten per cent of the company\u2019s issued share\ncapital or total voting rights, in the form of a questionnaire prepared by the\nAuthority.\n8.\nNot less than three references acceptable to the Authority, including one character\nreference for, and one reference verifying the good financial standing of -\n(a)\neach director, manager and officer of the company; and\n(b) each shareholder and each beneficial shareholder who is a natural person\nholding more than ten per cent of the applicant\u2019s issued share capital or\ntotal voting rights,\nand, for each director, manager, officer or shareholder, a police or other\ncertificate from a source acceptable to the Authority that the director, manager,\nofficer or shareholder has not been convicted of a criminal offence involving\nfraud or dishonesty.\n9.\nA copy of the memorandum and articles of association, act, statute, charter, or other\ninstrument constituting and defining the constitution of the applicant verified by a\nstatutory declaration made by one of its directors and -\n(a)\nin the case of an applicant which is a company incorporated in the\nIslands, certified under section 27 of the Companies Law (2013\nRevision); and\n\nSCHEDULE 5\nDirectors Registration and Licensing (Registration and Licensing)\nRegulations, 2014\n\nPage 12\nSL 27 of 2014\nc\n\n(b) in the case of an applicant which is incorporated under any law other than\nthe law of the Islands, certified and authenticated under the public seal of\nthe country, city or place under the law of which it is incorporated and if\nthat instrument is not written in the English language, a certified English\ntranslation thereof.\n10. The names and addresses of the principal and registered offices of all parent\ncompanies and all subsidiary companies of the company.\n11. A certificate of good standing from all parent companies and all subsidiary\ncompanies of the company licensed or registered by an overseas regulatory\nauthority.\n12. A certificate of good standing from all overseas regulatory authorities that regulate\nthe company.\n13. Evidence of insurance coverage.\nMade in Cabinet the 3rd day of June, 2014.\nKim Bullings\nClerk of the Cabinet.","akn_extracted_at":"2026-06-22 15:38:24.214415+00","cms_id":"2014-0027","law_type":"subordinate","year":"2014","number":"27","title":"Directors Registration and Licensing (Registration and Licensing) Regulations","status":"in_force"},"provenance":{"files":[{"file_id":"5232","expr_id":"327","kind":"akn_xml","filename":"2014-0027_SL 27 of 2014.akn.xml","source_url":null,"storage_path":"\/Users\/q\/kyleg-data\/working\/SUBORDINATE\/2014\/2014-0027\/2014-0027_SL 27 of 2014.akn.xml","content_md5":"0888873ab7e3a856df6f58f6c5d5d2e5","byte_size":"15527","http_last_modified":null,"fetched_at":"2026-06-22 15:38:24.339044+00"},{"file_id":"653","expr_id":"327","kind":"pristine_pdf","filename":"2014-0027_SL 27 of 2014.pdf","source_url":"\/cms\/images\/LEGISLATION\/SUBORDINATE\/2014\/2014-0027\/2014-0027_SL 27 of 2014.pdf","storage_path":"\/Users\/q\/kyleg-data\/pristine\/SUBORDINATE\/2014\/2014-0027\/2014-0027_SL 27 of 2014.pdf","content_md5":"b7135b1907580d58572c5ba4bab2363f","byte_size":"364257","http_last_modified":null,"fetched_at":"2026-06-21 23:09:34.861006+00"},{"file_id":"654","expr_id":"327","kind":"working_pdf","filename":"2014-0027_SL 27 of 2014.pdf","source_url":"\/cms\/images\/LEGISLATION\/SUBORDINATE\/2014\/2014-0027\/2014-0027_SL 27 of 2014.pdf","storage_path":"\/Users\/q\/kyleg-data\/working\/SUBORDINATE\/2014\/2014-0027\/2014-0027_SL 27 of 2014.pdf","content_md5":"b7135b1907580d58572c5ba4bab2363f","byte_size":"364257","http_last_modified":null,"fetched_at":"2026-06-21 23:09:34.861006+00"}],"paragraph_count":5,"latest_history":null},"quality":{"expr_id":"327","doc_id":"327","quality_state":"needs_review","quality_score":"76","needs_human_review":"t","deterministic_categories":"{duplicate_text,page_header_footer_noise}","llm_categories":"{truncated_text,other}","repair_actions":"{collapse_duplicate_text,manual_review,reextract_full_text,strip_page_furniture}","finding_severity_counts":"{\"low\": 1, \"medium\": 1}","finding_summary":"Sample appears mostly intact but shows truncation in SCHEDULE 3 and stray 'c' characters; requires verification of omitted content and cleaning of artifacts.","assessed_at":"2026-06-22 15:29:45.598602+00","updated_at":"2026-06-22 15:29:45.598602+00"}}